DEPARTMENT OF HOMELAND SECURITY
BOARD FOR CORRECTION OF MILITARY RECORDS
Application for the Correction of
the Coast Guard Record of:
BCMR Docket No. 2010-038
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FINAL DECISION
This proceeding was conducted according to the provisions of section 1552 of title 10 and
section 425 of title 14 of the United States Code. The Chair docketed the application upon
receipt of a completed application on November 19, 2009, and subsequently prepared the
decision for the Board as required by 33 C.F.R. § 52.61(c).
appointed members who were designated to serve as the Board in this case.
This final decision, dated August 12, 2010, is approved and signed by the three duly
APPLICANT’S REQUEST
The applicant asked the Board to correct his military record by removing two officer
evaluation reports (OERs) for the period July 1, 2002 to January 31, 2003 (first disputed OER)
and from February 1, 2003 to June 30, 2004 (second disputed OER) and by replacing them with
reports prepared for continuity purposes only. The applicant asked to be promoted to the rank of
lieutenant commander (LCDR). In this regard, the applicant failed to be selected for LCDR
before the promotion year (PY) 2009 and PY 2010 LCDR selection boards. He also requested to
be reimbursed for tuition costs for which he claimed he was ineligible due to his mandatory
retirement, resulting from having twice failed of selection for promotion to the next higher grade.
The applicant was involuntarily retired on June 30, 2010.
APPLICANT’S ALLEGATIONS
The applicant received the first disputed OER while assigned as Chief, Planning and
Coordination Branch for a Marine Safety Office (MSO) and he received the second disputed
OER while assigned to duty as the 1ST Tour Marine Instructor at the same command. The
supervisor and reporting officer were different for each OER but the reviewer was the same.
The applicant argued that under Article 10.A.2.g.b of the Personnel Manual the reporting
officers were disqualified from his rating chain because they could not objectively and fairly
evaluate him.1
First Disputed OER
The applicant alleged that the reporting officer for the first disputed OER was biased,
prejudiced, and hostile towards him, which led the reporting officer to write unfair and damaging
comments in the OER. The applicant contended that the reporting officer’s (LCDR R’s)
animosity toward him was triggered when he told LCDR R that his order for members to keep a
daily log was a burden since it took a good part of the day to constantly update the log.
According to the applicant, from that time on, LCDR R constantly mistreated him and
questioned everything he did, even in front of enlisted members. The applicant stated that
LCDR R never gave him any positive feedback and frequently forced him to stay after hours
“just in case [LCDR R] needs you.” The applicant also complained that when his nephew was
murdered, no one from the command called to offer condolences; nor did anyone from the
command call to check up on him and his family after they were robbed at gunpoint.
The applicant offered several examples of interactions between him and LCDR R that he
considered to be humiliating. In one example, the applicant stated that LCDR R knew the
applicant was scheduled to participate in a specific meeting, but when the applicant returned
from that meeting, LCDR R asked him how long did the meeting take and why he was not in a
specific training course that LCDR R had organized and attended. The applicant stated that in
another incident, LCDR R told him in Spanish that he was very sad that the applicant had
submitted a paper to transfer to the Inspections Department and that they would talk later. The
applicant stated that he felt threatened by LCDR R’s remarks and that LCDR R retaliated against
him for requesting a transfer by treating him more poorly.
The applicant stated from about October 2002 to March 2003, he suffered from heart
palpitations and anxiety and panic attacks, for which he was occasionally placed in a “sick in
quarters” status. He stated that on one particular day when he was driving the CO and LCDR R
to a meeting, he began to suffer heart palpitations. He stated that when he told the CO and
LCDR R that he needed to stop by the clinic, LCDR R laughed and said in a sarcastic manner:
“[The applicant’s name] before you die, even if it is on your last breath I need you to call.” The
applicant stated that he felt humiliated and very upset.
The applicant stated that when he moved to the Vessel Inspection Department, he was
still required to work as a command duty officer, which was contrary to the manner in which
every other officer was treated who went to the Vessel Inspection Department before him.
According to the applicant, the CDO duty plus his vessel inspection duty made the qualification
process much harder.
1 This provision states that disqualified includes “relief for cause due to misconduct or unsatisfactory performance,
being an interested party to an investigation or court of inquiry, or any other situation in which a personal interest or
conflict on the part of the . . . reporting officer . . . raises a substantial question as to whether the reported officer will
receive a fair, accurate evaluation.”
The applicant offered statements from several individuals to support his overall
contention that the reporting officer was prejudiced against him and therefore, unable to evaluate
him in an objective and fair manner. The statements are summarized below:
1. BMC R was stationed at the applicant’s unit from 2002 to 2004 and was under the
leadership of LCDR R in the Port Operations Department. BMC R claimed that LCDR R’s
leadership style was poor and that it induced unnecessary work stress within the Port Operations
Department. The BMC stated that LCDR R would criticize personnel that he did not like. In
this regard, BMC R wrote the following:
In my presence [LCDR R] complained about [the applicant] and a few other petty
officers independently of who was present. He complained about [the applicant’s]
health issues in front of me and other junior petty officers displaying complete
disregard of work ethics . . . The animosity displayed by LCDR [R] toward [the
applicant] was such that a fellow CPO [chief petty officer] and [a] petty officer
asked me if I knew the reason for the personal mistreatment received by [the
applicant] from LCDR [R]. I personally noticed how LCDR [R’s] expression
changed from a friendly to a serious facial expression when [the applicant]
approached.
The last time LCDR [R] made a comment in regard to [the applicant] he called
him “good for nothing officer” (in Spanish) to two other Spanish speaking petty
officers who I was talking to and LCDR [R] got involved in the conversation.
[The applicant] had just gotten back from a morning brief at the Sector . . . Ops
Center at that moment and I got so upset and tired of his attitude that I told him to
stop making negative comments about the LT, or anyone else he didn’t like,
especially in front of others. After that he never made any comments in regard [to
the applicant].
2. MSTC M wrote that he was assigned to the MSO from December 1999 to July 2006
and worked for LCDR R from July 2002 to September 2004. He stated that he was a witness to
many derogatory statements about Puerto Ricans by individuals inside and outside the unit.
Although LCDR R did not initiate any of these comments, he did not intervene or take any
corrective action against individuals who made such comments.
3. LCDR K wrote that she was stationed with the applicant from 2002 to 2003 and that
LCDR R was their supervisor. She stated that the applicant mentioned to her that he felt singled
out by LCDR R and that he was treated unfairly. She stated that the applicant told her of a
shouting match that he had with LCDR R and that the applicant’s request for a transfer to another
department had been turned down. She stated there was a sense of negativism and pessimism
among the junior officers.
4. LCDR P wrote that he reported to the MSO on July 1, 2003 and that LCDR R was his
reporting officer. He stated that during his first few months in the department, he noticed
significant strife between LCDR R and the applicant. He stated that he was not aware of the
details between the two but the applicant would occasionally return to his desk (next to LCDR
P’s) very discouraged and depressed because of his interactions with LCDR R. He stated that
LCDR R mentioned that the applicant had some medical issues, but did not provide any details.
LCDR P wrote that while the applicant worked next to him, he was definitely anxious when
LCDR R was present in the office.
5. LCDR B wrote that he worked in the Port Operations Department from June 2003 to
June 2004. He stated that the department appeared to be in a state of transition, and with all of
the change there were some tensions within the department. He stated on one occasion, he
witnessed the division chief (LCDR R) approach the applicant and within a matter of minutes
their conversation went from a normal level of discussion to a shouting match. He stated that he
did not know the specifics that led to the outburst, but apparently those issues were never
resolved because the relationship remained strained and broken.
6. LT N wrote that he was stationed at the same unit as the applicant from July 2002 to
May 2005. He stated that he recalled the Chief of Port Operations, CDR E (reporting officer for
second disputed OER) making derogatory comments and making fun of the applicant’s medical
condition, such as saying the applicant was soft and incompetent.
7. LT O wrote that he served with the applicant’s unit from March 2003 to March 2006
and worked directly for CDR E. He stated that on several occasions CDR E made degrading
public remarks in the bull pen about the applicant’s medical condition that left the applicant
demoralized.
2006. He questioned the legitimacy of LCDR R’s container inspector qualification.
On the first disputed OER, the applicant received marks of mostly 5s in the performance
dimensions. He received marks of 4 in the evaluations and initiative categories, as well as a
mark in the fourth block (one of the many professionals who form the majority of this group) on
the comparison scale in block 9. As stated earlier, the applicant seems most concerned with the
mark of 4 in initiative and the mark in the middle block on the comparison scale in the reporting
officer’s portion of the OER, as well as the following reporting officer’s comments in blocks 7 &
8.
8. MST2 T wrote that he was stationed at the applicant’s unit from January 2004 to June
The reporting officer wrote the following in block 7 of the first disputed OER:
ROO [reported-on officer] continues growth as M[arine] Professional. Had
adapted to new RO [reporting officer] style; ROO given greater autonomy on
long-term comprehensive projects & has steadily shown increasing perseverance.
I’m confident that, with appropriate tasking, ROO has mix of experience and
dedication to realize missions and provide future CG dividends. ROO
consistently gave superiors good counsel. His efforts were instrumental in
carrying out many COTP missions successfully during this very high op-tempo
period.
The applicant specifically complained about the following comments quoted in the above
paragraph:
Comment: “Had adapted to new RO [reporting officer] style; ROO given greater autonomy on
long-term comprehensive projects & has steadily shown increasing perseverance.” The applicant
stated that the comment is unfair and damaging because it portrays him as an officer in constant
need of direction. He argued that his previous OERs that evaluated him in the same job show
that he was doing excellent work. He also argued that the comment conflicted with statements in
block 8 that he “undertook various taskings including; made contacts w/local agencies for input
to WMD . . . plan & update of Marine Firefighting plan; plan and update/completed increasing
response capability . . .”
Comment: “I’m confident that, with appropriate tasking, ROO has mix of experience and
dedication to realize missions and provide future CG dividends.” The applicant contended that
this comment is inaccurate, unfair and unjust because it gives the impression that he was not
productive during the marking period. The applicant stated that the comment is contradicted by
the last sentence in that paragraph which stated: “His efforts were instrumental in carrying out
many COTP missions successfully during this very high op-tempo period.” The applicant also
argued that the challenged comment is rebutted by this comment in block 10 (potential) of the
OER: “Extremely capable officer & marine safety professional. [Member] is a valuable asset &
has performed well during this period particularly during issues where a calm demeanor & well
rounded experience is required.”
The applicant alleged that the mark of 4 in the initiative dimension of the Personal and
Professional Qualities area of the first disputed OER is inconsistent with the supporting
comments. He restated his argument that LCDR R was not qualified to evaluate him fairly and
objectively because of his animosity and prejudice toward the applicant. The reporting officer
wrote comments such as the following in the section 8 comments block:
Undertook various taskings including made contact w/local agencies for input to
WMD plan & update of Marine Firefighting plan; . . . Wrote SOP for MSO
OpCen liaison during MARSEC II op. SOP established policy and proved worth
thru use by other watchstanders. Took prompt action to last minute notification of
arrival of vsl w/significant safety issues . . . Quickly addressed response needs
during commercial vsl grounding; actions resulted in successful refloating with no
impact to environment . . .
With respect to his placement in the fourth block on the comparison scale in block 9, the
applicant argued that the mark was inconsistent with everything else the reporting officer wrote
in his portion of the OER. He noted that in his two previous OERs, which evaluated his
performance in the same job, he was placed in the fifth highest block on the comparison scale.
the following:
In describing the applicant’s potential in block 10 of the OER, the reporting officer wrote
Extremely capable officer & marine safety professional. Mbr is a valuable asset
& has performed well during this period particularly during issue where a calm
demeanor & well rounded exp is req’d. His people oriented leadership style has
earned respect form subordinates and proven to be effective in all situations.
Bilingual skills & ability to focus on priorities have been valuable to mission
accomplishment. Desires to be assigned to MSO inspector billet to con’t
professional development. This will allow him to broaden his experience, achieve
professional goals & successfully compete for future challenging assignments.
Recommended for con’t promotion w/peers.
The Second Disputed OER
The second disputed OER for the period February 1, 2003 to June 30, 2004 evaluated the
applicant’s performance as an 1ST Tour Marine Inspector, with a different supervisor and
reporting officer than in the first disputed OER.
In the supervisor’s portion of the OER, the applicant received marks of 4 in using
resources and professional competence and marks of 5 in planning and preparedness,
results/effectiveness, and adaptability in the performance of duties area of the OER.
speaking and listening and writing dimensions.
In the leadership skills areas of the OER, the supervisor assigned the applicant marks 4 in
looking out for others, teamwork, workplace climate, and evaluations and marks of 5 in the
developing others and directing others dimensions.
In the reporting officer’s portion of the OER, the applicant received marks of 4 in the
initiative, judgment, responsibility, professional presence, and health and well-being dimensions.
He received a mark in the third lowest block on the comparison scale (fair performer;
recommended for increased responsibility).
In the communications area of the OER, the supervisor gave the applicant marks of 4 in
The applicant alleged that the reporting officer, CDR E, directed the supervisor to lower
or assign certain marks in the supervisor’s portion of the OER, which violated Article 10.A.2.f.2
of the Personnel Manual. This provision prohibits the reporting officer from directing the
supervisor to change marks and/or comments.2
2 The Coast Guard in its advisory opinion agreed with the applicant that the reporting officer violated
the Personnel Manual by directing the supervisor to assign certain marks to the applicant in the
supervisor’s portion of the OER and recommended that the OER be removed. The applicant challenged
the marks and comments in this OER, but in light of the Coast Guard’s admission of error, the Board
need not consider the remaining allegations.
Failures of selection for promotion to LCDR
The applicant alleged that his two failures of selection for promotion to LCDR were due
to the alleged erroneous OERs. He argued that make whole relief with regard to his failures is a
direct promotion to LCDR by the Board.
The applicant further contended that he has not been able to utilize tuition assistance to
pursue a graduate degree because of his mandatory June 30, 2010 retirement date caused by his
two failures of selection for promotion to the next higher grade.
Applicant’s other OERs
On his first LTJG OER, the applicant received eight 5s, nine 6s, one 7 and a mark in the
fifth place on the comparison scale. On his second LTJG OER, the applicant received one 4,
twelve 5s, five 6s, and a mark in the fifth place (out of seven places with the seventh being the
highest) on the comparisons scale. On his third LTJG OER, the applicant received one 4, twelve
5s, five 6s, and a mark in the fifth block on the comparison scale. On his fourth LTJG (the first
disputed OER) the applicant received two 4s, thirteen 5s, three 6s, and a mark in the fourth
(middle) block on the comparison scale. The first disputed OER is the last the applicant received
as a LTJG.
The applicant’s record has five OERs in the grade of LT. On his first OER (second
disputed OER), the applicant received thirteen 4s, five 5s, and a mark in the third of seven blocks
on the comparison scale. On his second LT OER, the applicant received ten 4s, seven 5s, one 6,
and a mark in the fourth block on the comparison scale. On his third LT OER, the applicant
received two 4s, ten 5s, three 6s, and a mark in the fifth block on the comparison scale. On his
fourth LT OER, the applicant received seven 5s, eleven 6s, and a mark in the fifth block on the
comparison scale. On his fifth LT OER, the applicant received nine 5s, eight 6s, one 7, and a
mark in the fifth block on the comparison scale.
VIEWS OF THE COAST GUARD
On April 8, 2010, the Judge Advocate General (JAG) of the Coast Guard submitted an
advisory opinion recommending that the Board grant the following partial relief, as
recommended by PSC:
Correct the 2003/01/31 OER date of submission [on the first disputed OER] by
replacing the date in block 1.m. with 2003/01/10.
Replace the [second disputed OER] with a Continuity OER.
Submit the applicant’s record for a second consideration for selection at the [PY]
2011 LCDR selection board.
If a decision is not rendered by the BCMR prior to the applicant’s scheduled
separation date [June 30, 2010], the applicant should be separated as previously
ordered and await the final results of the Board.
The JAG asked that PSC comments serve as the advisory opinion. In recommending
partial relief, PSC stated that based upon declarations from the rating chain for the second
disputed OER and the statements from the applicant, the reporting officer violated the regulation
by amending the supervisor’s marks and comments. PSC stated that the supervisor, in a recent
statement, confirmed that changes were made to the second disputed OER, even though they
were not adverse. According to PSC, the supervisor accepted the changes out of respect for the
reporting officer’s seniority and experience. PSC also stated the following:
The supervisor stated that he forwarded input to the applicant’s reporting officer
and he was informed that LCDR R would be a part of the review since he had
observed the applicant while he was assigned to the Port Operations Division. In
this case the supervisors should have worked closely to evaluate the applicant’s
performance since it spanned two different divisions.
The reviewer/commanding officer failed to ensure the [second disputed] OER was
accurate, fair and objective by not maintaining rating chain continuity . . . Based
on the aforementioned inaccuracies this OER is not a valid report. All other
inaccuracies brought forth by the applicant concerning this OER were not
considered.
Advisory Opinion on the First Disputed OER
PSC recommended that the submission date the OER be changed from January 31, 2003
to January 10, 2003. PSC did not recommend any relief with respect to the marks and comments
on the first disputed OER. PSC stated that the marks and comments portray the applicant as an
above average performer, despite the applicants view to the contrary. PSC stated that the
applicant offered conjecture but not concrete evidence that shows that his performance was
different than that described by the reporting officer. PSC noted that none of the applicant’s
marks were lower than 4, which represents the expected standard of performance for a Coast
Guard officer.
PSC stated that the 4 in the initiative dimension is consistent with the comment
“Undertook various taskings including: made contacts w/local agencies for input to WMD plan
& update of Marine Firefighting plan; plans updated/completed increasing capability.” PSC
stated that the comments placed the applicant in a positive light and are not indicative of a rating
chain member acting with malice.
PSC noted the applicant’s allegation that the comparison scale mark in the middle block
is inconsistent with the reporting officer’s marks and comments in blocks 7 & 8. PSC stated that
the comparison scale does not necessarily denote a trend in performance, thus an officer could
improve in performance but drop a category from period to period. PSC stated that the
comparison scale is a relative ranking of an officer compared to officers of the same grade that
the reporting officer has known throughout his career and does not require supporting comments
in blocks 7 and 8.
PSC stated that contrary to his contention, the applicant did not provide information to
support disqualifying the rating chain; nor did he demonstrate how the alleged conduct was
manifested in the disputed OER.
Advisory on the Removal of the Applicant’s Failures of Selection for Promotion to LCDR
PSC stated that the Coast Guard has no record to confirm or dispute the applicant’s
contention that his record was eliminated “on the first round of both promotion boards due to the
disputed [OERs].” Furthermore, PSC noted that it is impossible to predict what impact, if any,
the applicant’s disputed OERs may have had on the proceedings of the PY 2009 and 2010 LCDR
selections boards. PSC further stated:
The [second disputed] OER was the applicant’s first as a LT. The promotion
board reviewed four OERs that occurred prior to the second disputed OER and six
OERs subsequent to the second disputed OER. PSC believes it is highly unlikely
that one OER would have resulted in the member’s non-selection; however it is in
the best interest of the applicant to give him one final opportunity to go before a
selection board with a Continuity OER instead of the second disputed OER.
Rating Chain Statements Attached to the Advisory Opinion
1. The supervisor for the first disputed OER (CDR L) stated that the disputed OERS are
a fair and accurate depiction of the applicant’s performance and do not contain any damaging
comments. He stated that as a LTJG, the applicant performed well with proper guidance and
capitalized on his experience as a previously enlisted member. However, more would have been
expected of him as a LT. CDR L further stated the following:
[The applicant] states . . . that he was micromanaged by LCDR R. My
interpretation of this is that he was given clear direction, sometimes to the level of
detail LCDR R thought necessary. I too was a subordinate of LCDR R and don’t
believe he was a micromanager. He adjusted his leadership style as he thought
necessary to ensure mission accomplishment. I also received detailed instructions
when necessary but never viewed it as being micromanaged. It is important to
note that not only did we have a new Port Operations Department Chief (LCDR
R], we also had a new commanding officer, who in my opinion, held those at his
command strictly to the standards written on the OER form . . . I too had to adjust
to meet the expectations of this new rating chain.
[The applicant] stated that he was constantly abused and humiliated by LCDR R.
In my opinion, this is not true. As his assistant, I believe I was very much aware
of happenings within the department and would have been aware of any abuse or
humiliation. From my perspective, LCDR R treated all subordinates with the
same utmost professionalism.
*
*
*
[The applicant] states . . . that LCDR R and CDR M conspired to give him a
damaging OER due to their irrational prejudice towards him. I have known both
of these officers for many years and have worked with and for both of them
during my career. I have no reason to believe that they would conspire to end the
career of a LT. I am confident that they evaluated [the applicant] against the same
standard they used for any other subordinate.
2. The reporting officer for the first disputed OER, LCDR R, stood by his evaluation of
the applicant’s performance and elaborated extensively on the allegations and documentary
evidence submitted by the applicant. LCDR R wrote the following in pertinent part:
[M]y comments accurately captured my best assessment of [the applicant] at the
time and I still stand by them. I believe they stand on their own and are actually
complemented by [the applicant’s] own comments in his BCMR. I did not intend
them to be a kiss of death for subsequent promotions and therefore was generous
in my compliments to the utmost whenever, I could; unfortunately my
compliments are being used as contradictions. Had I really been as hell-bent on
prejudicing future boards as [the applicant] feels I was, the tone of my write up
would have been drastically different. I felt the applicant deserved a chance; I did
believe his forte may be elsewhere. As a LTJG, I felt being part of a bullpen or
cadre of officers with similar responsibilities would provide him an opportunity to
regroup. For whatever reason, I still felt [the applicant] could accomplish much
more than he thought capable of; his OERs while at Yorktown bear me out.
3. The supervisor for the second disputed OER, LCDR P, made positive statements about
the applicant’s performance. He stated that because the applicant spent part of the reporting
period in the Port Operations Department, LCDR R was consulted about the applicant’s
performance. LCDR P stated that when he was counseled he noticed that the OER he submitted
was different from the OER he signed. He stated that the comments and marks that he proposed
had changed and that he did not remember exactly which marks were affected. He stated that
because he was a junior LT at the time and the reporting officer, CDR E. was a middle grade
officer, he took the OER as a learning experience and trusted the judgment of the reporting
officer.
APPLICANT’S REPLY TO THE VIEWS OF THE COAST GUARD
The applicant agreed with the Coast Guard that the second disputed OER should be
removed and replaced with a report for continuity purposes. He requested that the block 2
description of duties3 be modified from:
3 In a Continuity OER, the description of duties block is completed, but the remainder of the OER is marked non-
observed.
To:
1ST TOUR MARINE INSPECTOR (08/04-06/04):4 Quality in MI development
program & qualify Foreign Freight Vsl INSP. PLANNING & COORDINATION
BRANCH (02/03-08/03): Supervises 1 CPO & 1 senior PO with overall
responsibility for unit’s contingency planning activities & information sharing via
unit website including oil/hazmat, hurricane & marine fire fighting. Coordinates
w/other Fed/State & local gov’t agencies & industry to ensure plan development.
Manages scenario development & exercises to test/refine & create new plan.
COLL DUTY: Command Duty Ofcr (CDO); Directs COTP actions during port
safety, environment emergencies in AOR.
PRIMARY: PLANNING & COORDINATION BRANCH, Supervised one CPO
and one PO1 with overall responsibility for all unit contingency-planning
activities & info sharing via unit website including oil/hazmat, hurricane, and
marine fire fighting. Coordinates w/other Fed/State & local Government
Agencies & industry to ensure most comprehensive plan development. Manages
scenario development & exercises to rest/refine & create new plans. Collateral
Duties: Command Duty Officer (CDO) – Manages all after-hrs MSO related
incidents in 21 port AOR of PR and USVI & maintains critical link between
GANTSEC/D7, Conducts Inspections of FV, CS and SPV.
With respect to the first disputed OER, the applicant agreed that the submission date
should be changed to January 10, 2003. However, the applicant disagreed with the Coast
Guard’s conclusion that the first disputed OER accurately documented his performance during
the rating period. He further disagreed that he had not carried his burden of proving that the
reporting officer’s behavior towards him was unprofessional, biased, and hostile and was
manifested in LCDR R’s allegedly inaccurate evaluation of his performance in the first disputed
OER. The applicant made the same arguments that he made in his initial submission to the
BCMR (and they will not be repeated here).
The applicant stated that except for the 4 in initiative, the mark in the middle block on the
block 9. comparison scale, and the challenged comments in block 7 of the first disputed OER,
the remainder of the OER is acceptable. Therefore, he requested rather than deleting the entire
OER, that the Board raise the 4 to 5 in the initiative block, raise the mark on the comparison
scale from the middle block to the fifth place (out of 7) and delete the following underlined
comments from block 7:
ROO [reported-on officer] continues growth as M Professional. Had adapted to
new RO [reporting officer] style; ROO given greater autonomy on long-term
comprehensive projects & has steadily shown increasing perseverance. I’m
confident that, with appropriate tasking, ROO has mix of experience and
4 The 08/04 began date is obviously incorrect in light of the fact that the reporting period ended on
6/30/2004. The Coast Guard should correct this discrepancy on the continuity OER.
dedication to realize missions and provide future CG dividends. ROO
consistently gave superiors good counsel. His efforts were instrumental in
carrying out many COTP missions successfully during this very high op-tempo
period.
The applicant asked that if the Board deletes the underlined comments that it also direct
the Coast Guard to include a note that the comments were removed by order of the BCMR.
With regard to the Coast Guard’s recommendation that his record be given a second
consideration before the PY 2011 LCDR selection board, the applicant stated that he stands by
his request for the Board to promote him to LCDR. He argued that a direct promotion is the only
manner in which he can be made whole. He stated that his record would still be prejudiced
before the PY 2011 selection board because it will be evident to selection board members that he
already twice failed to be selected for promotion to LCDR. He also argued that his opportunity
for promotion before the PY 2011 Board will be 6-6% lower that it was before the PY 09 and
PY10 boards according to ALCOAST 165/10 dated April 1, 2010, because of retention and
budgetary restraints.5
FINDINGS AND CONCLUSIONS
The Board makes the following findings and conclusions on the basis of the applicant's
military record and submissions, the Coast Guard's submissions, and applicable law:
1. The Board has jurisdiction concerning this matter pursuant to section 1552 of title 10
of the United States Code. Under Detweiler v Pena, 38 F.3d 591 (D.C. Cir. 1994), the
application was timely.
2. The Board begins its analysis by presuming that the disputed OER is correct as it
appears in the record, and the applicant bears the burden of proving by a preponderance of the
evidence that it is erroneous or unjust.6
First Disputed OER
3. The applicant alleged that the first disputed OER is inaccurate because the reporting
officer was biased and prejudiced against him and was unable to objectively evaluate his
performance, which disqualified him as a member of the applicant’s rating chain under Article
10.A.2.g.2.b. of the Personnel Manual. This provision states that disqualified includes “relief for
cause due to misconduct or unsatisfactory performance, being an interested party to an
investigation or court of inquiry, or any other situation in which a personal interest or conflict on
the part of the . . . reporting officer . . . raises a substantial question as to whether the reported
officer will receive a fair, accurate evaluation.”
5 The applicant also stated that in order to avoid a new BCMR application, he was requesting that the
Board direct the Coast Guard to change the date on his Marine Safety Professional Insignia to July 2004
and to enter the Foreign Freight Vessel qualification into his record. He claims these issues are related to
his BCMR application.
6 33 C.F.R. § 52.24(b).
4. The applicant has failed to prove that LCDR R, the reporting officer for the first
disputed OER was biased and prejudiced against him. Many of the complaints against LCDR R
are about decisions that LCDR R made as head of the division in which the applicant worked.
The Board finds that LCDR R did not exceed his authority or treat the applicant unfairly by
requiring the members of the department (including the applicant) to keep a log of their daily
activities, by requiring members to stay beyond normal work hours if he thought they would be
needed to complete a task, by denying the applicant’s request for a transfer to another division at
a particular time if such was not in the best interest of the Coast Guard, or by questioning the
applicant about his whereabouts when he missed a training session. All such actions were within
LCDR R’s authority as head of the division in which the applicant worked. Since the applicant
was the subordinate, it was his responsibility to adjust to the reporting officer’s management
style and not the other way around. The applicant’s hesitancy in adjusting to the reporting
officer’s management style was a proper issue for consideration when evaluating his
performance and preparing his OER. The applicant has offered no evidence that he was treated
differently than other officers on these specific issues. Although he stated that no other officer
was required to serve as CDO when they transferred from the Port Operations Division, he
submitted no proof of this alleged difference in treatment. Moreover, even if others had been
treated differently, the mission could have changed necessitating how assignments were made or
duties assigned.
5. The applicant’s complaints that LCDR R never gave him positive feedback, failed to
offer condolences upon the death of his nephew, failed to show any concern when he and his
wife were robbed at gun point, and was unaware of the applicant’s promotion were essentially
admitted by the reporting officer. While it was reasonable for the applicant to feel disappointed
in his supervisor for these perceived slights, there is no evidence that LCDR R’s inactions in this
regard were due to any bias or prejudice against the applicant. Again, the applicant has offered
no evidence that he was treated differently than others in similar situations.
6. With regard to the allegation that LCDR R laughed and made a sarcastic comment
about the applicant in front of the CO when the applicant became sick and needed to stop by the
hospital, LCDR R denied that he laughed or made the sarcastic comment. There are conflicting
statements from members of the unit on this allegation. According to BMC R, LCDR R
complained about the applicant’s health problems in front of officers and enlisted members.
However, LTs N and O stated that it was CDR E who laughed and made fun of the applicant’s
medical condition. Therefore, the Board finds that the applicant has failed to prove by a
preponderance of the evidence that LCDR R laughed at or made fun of the applicant’s medical
condition.
7. LCDR R admits that he shouted at the applicant after telling the applicant he should
look for a particular key and the applicant replied to him that he should look for the key because
he already gave it to him. While raising his voice to the applicant in this particular instance may
not have been the best practice, there is no evidence that it was done because LCDR R was
biased against the applicant. In addition, the applicant also acted inappropriately by shouting
back at his reporting officer who was also his superior commissioned officer. The statements
from the applicant, LCDR R, and several other officers stationed at the unit suggest that there
was some strife between the applicant and the reporting officer. However workplace tension
between supervisor and employee does not necessarily mean that a supervisor is biased against a
subordinate or that the supervisor can not fairly and objectively evaluate an officer’s
performance. In BCMR No. 2000-037, the then-Secretary’s delegate found that disagreement
between the rating chain and the reported-on officer about management style did not equate to a
personality conflict and that . . . comment on that reported-on officer’s management or
mismanagement of a particular project was “entirely appropriate for an OER.”
8. Since the applicant has not proven that LCDR R was disqualified to serve on his rating
chain due to bias or prejudice, the issue becomes whether there were mistakes of significant hard
facts in the disputed OER that would entitle the applicant to relief. The applicant cannot “merely
allege or prove that an [OER] seems inaccurate, incomplete or subjective in some sense,” but
must prove that the disputed OER was adversely affected by a “misstatement of significant hard
fact,” factors “which had no business being in the rating process,” or a prejudicial violation of a
statute or regulation. Hary v. United States, 618 F.2d 704, 708 (Ct. Cl. 1980), cited in Lindsay v.
United States, 295 F.3d 1252, 1259 (Fed. Cir. 2002). The burden of proving misstatements of
significant facts is normally met by credible statements from individuals offering a different
view of the applicant’s performance based upon their personal knowledge and observations or
some other evidence that establishes an inaccuracy in the OER. The supervisor and reporting
officer have reaffirmed the accuracy of the OER and the applicant has only offered his
assessment of his performance to prove otherwise. The applicant’s disagreement with the
evaluation is insufficient to prove that the OER is inaccurate.
9. Even if the applicant had proven LCDR R was biased against him (which he has not),
he would still need to show that the bias manifested itself through misstatements or inaccuracies
in the OER. As stated above, the applicant has offered no evidence, other than his own analysis,
that the disputed comments and marks in the first disputed OER are inaccurate. Nor has he
provided any evidence that his performance was better than indicated in the first disputed OER.
10. With regard to the 4 in initiative, the applicant argued that it is inconsistent with the
reporting officer’s comments. The Board, having read the entirety of the reporting officer’s
comments did not find them to be inconsistent with a 4. Article 10.A.4.c.4.g. of the Personnel
Manual states, “A mark of 4 represents the expected standard of performance,” which is defined
as “the high level of performance expected of all Coast Guard officers.” See Article 10.A.1.c.2.
of the Personnel Manual. The applicant offers no evidence of his performance, except for his
own statement, during the reporting period that is not mentioned in the disputed OER that would
mandate a mark higher than 4 in the initiative dimension.
11. The applicant believes that his mark in the middle block on the comparison scale in
block 9 of the disputed OER is inaccurate because it is inconsistent with the reporting officer’s
comments. Again based upon the Board’s review of the reporting officer’s comments, we do not
find the mark in middle block on the comparison scale, which describes the applicant as one of
the many competent professionals who perform the majority of this grade, to be inaccurate or
inconsistent with the reporting officer’s comments. Moreover, this mark represents the reporting
officer’s comparison of the applicant with other LTs that the reporting officer has known
throughout his career and is not necessarily a trend of performance. Article 10.A.4.c.8.a. of the
Personnel Manual. The fact that the applicant received marks of 5 on the comparison scale from
previous reporting officers is not proof that the current reporting officer’s mark is not his honest
assessment of where the applicant placed when compared to other LTJGs. In light of the above
the Board finds that the applicant has failed to prove an error or injustice with respect to the
evaluation of his performance in the first disputed OER.
12. As recommended by the Coast Guard and in the absence of any objection from the
applicant, the Board will correct the report submission date in block 1.m. from January 31, 2003
to January 10, 2003.
Second Disputed OER
13. The Coast Guard found, and the Board agrees, that the second disputed OER, which
involves a different reporting officer, should be removed, because the reporting officer violated
Article 10.A.2.e.2.c.of the Personnel Manual by directing the supervisor to assign or change
certain marks and comments in the supervisor’s portion of the disputed OER. In light of this
finding, there is no need to address other allegations raised by the applicant with regard to the
second disputed OER. The Board will direct that the second disputed OER be removed and
replaced with a report for continuity purposes.
The Board notes that the applicant has asked that his rewrite of the description of duties
be substituted for those in block 2. However, according to Article 10.A.3.a.5.d. of the Personnel
Manual, preparing the description of duties section of the Continuity OER is the responsibility of
the supervisor and the Board will not order it to be rewritten without the supervisor’s review.
The Coast Guard is encouraged to review and use the applicant’s draft revised description of
duties for the continuity OER if the supervisor has no objection to it.
Removal of Failures of Selection for Promotion to LCDR
14. The applicant requested that upon a finding of error or injustice that the Board order
his promotion to the grade of LCDR, as well as direct the removal of his two failures of selection
of promotion to LCDR. The Board does not normally promote but instead removes failures of
selection for promotion that allows the applicant another opportunity(s) to be considered for
promotion by a duly constituted selection board with a corrected record. See United States v.
Dodson, 988 F.2d 1199 (Fed. Cir. 1993), citing Doyle v. United States, 599 F.2d 984, 998 (1979)
(stating that the BCMR may potentially remedy an error which it has found to have occurred in a
selection decision by ordering a new selection board convened to make the decision de novo).
Moreover, decisions on promotions are better left to the Service which has a selection board
process in place to determine who is best qualified for service in the next higher grade.
15. Acknowledging the error with regard to the second disputed OER, PSC
recommended that the applicant be given a final opportunity for selection for promotion to
LCDR, which is essentially a recommendation for the removal of his second failure of selection
before the PY 2010 LCDR selection board. The Board agrees with the removal of the second
failure of selection for promotion, but also finds that the first failure should be removed. If the
disputed OER was prejudicial to the applicant before the second selection board, it is reasonable
to conclude that it was also prejudicial before the first selection board.
16.. The Board finds that the erroneous second disputed OER with a mark in the third
place (out of a high of 7) on the comparison scale that described the applicant as a fair performer
when all of his other OERs described him as either a good or excellent performer was
prejudicial. By recommending that the applicant receive a final look before the LCDR selection
board, the Coast Guard admits that the erroneous OER was prejudicial. In BCMR No. 2008-115,
the Coast Guard recommended removing that applicant’s two failures of selection for promotion
because of the erroneous prejudicial comments the Board ordered removed were in his record
both times that it was considered by the selection board. Accordingly, the applicant’s two
failures of selection should be removed from his record and he should be allowed two additional
opportunities to compete for promotion to LCDR based upon a corrected record.
17. Article 12.A.13.d.1. of the Personnel Manual states that an officer in the grade of LT
who fails twice to LCDR is involuntarily discharged or retired. The Board finds that because the
erroneous second disputed OER resulted in the applicant failures of selection for promotion and
his eventual involuntary retirement, he should be returned to active duty. See Germano v. United
States, 26 Cl. Ct. 1446 (1992); Engels v. United States at 180 (reinstating officers to active duty
whose involuntary discharges were the result of having twice failed of selections due to
prejudicial inaccurate records). Therefore, the Board agrees with the Coast Guard that the
applicant should be reinstated on active duty.
Ancillary Issues
18. In his response to the advisory opinion, the applicant asked the Board to change the
date on his Marine Safety Professional Insignia to July 2004 from May 26, 2006 when it was
allegedly approved. He also asked belatedly to have his Foreign Vessel Qualification entered
into his record. The Board will not rule on either of the requests because the Coast Guard has
not had an opportunity to comment. The Board will advise the Coast Guard to review and
consider the requests, and if appropriate, comply with the applicant’s request. If no action is
taken on the request for a corrective date for the applicant’s completion of the Marine Safety
Professional Insignia or the request to enter the Foreign Vessel Qualification into his record, the
applicant may reapply to this Board. The Coast Guard shall advise the applicant within 90 days
from the date of this decision whether it will correct his record in this regard.
19. With regard to the applicant’s request for tuition reimbursement, the Board has
insufficient evidence that the applicant is owed any money in this regard. He is encouraged to
submit his request for such reimbursement and any proof to the appropriate Coast Guard officials
for consideration. If such request is denied, the applicant may reapply to this Board.
the findings and conclusions are not considered dispositive of the issues in this case.
20. All of the applicant’s allegations have been considered. Those not discussed within
Conclusion
21. Accordingly, the Board finds that the applicant’s second disputed OER should be
removed and replaced with a Continuity OER. The Board further finds that his two failures of
selection for promotion to LCDR should be removed from his record and that he should have
two new opportunities to complete for promotion to LCDR. If he is selected for promotion to
LCDR by the first Board that considers him with a corrected record, he should have a date of
rank commensurate with that Board or a date of rank commensurate with the PY 09 selection
board, at his discretion with back pay and allowances. If he is selected for promotion to LCDR
by the second board, he shall receive a date of rank commensurate with that board. Finally, the
Board finds that the applicant should be reinstated to active duty, with back pay and allowances,
subject to appropriate off-sets.
ORDER
The application of XXXXXXXXXXXXX, USCG (Ret.) for correction of his military
record is granted in part, as follows:
The OER for the period January 1, 2002 to January 31, 2003 shall be corrected by
changing the date in block 1.m. (OER submission date) to January 10, 2003.
The OER for the period February 1, 2003, to June 30, 2004, shall be removed from the
applicant's record and replaced with a report for continuity purposes only.
The applicant’s PY 09 and PY 10 failures of selection for promotion to LCDR shall be
removed from his record and he shall have two more selection opportunities for promotion to
that grade. If he is selected for promotion to LCDR by the first Board to consider him with a
corrected record, he shall receive a date of rank commensurate with that board or a date of rank
commensurate with the PY 09 LCDR board, at his discretion, with back pay and allowances once
promoted. If the applicant is selected by the second board, he shall receive a date of rank
commensurate with that Board.
The applicant’s involuntary retirement shall be removed from his record and he shall be
reinstated on active duty, if he desires. Within a reasonable time, but not to exceed sixty days
from the date of this decision, the Coast Guard shall offer the applicant the opportunity to be
reinstated on active duty. Such reinstatement shall be at a time convenient to the applicant and
Coast Guard, but must be completed within six months from the date of this decision. The
applicant's record shall be further corrected to show that he was never discharged from active
duty. He shall receive back pay and allowances, subject to appropriate off-sets.
All other requests for relief are denied.
_____________________________________
Thomas H. Van Horn
_____________________________________
Darren S. Wall
_____________________________________
George A. Weller
CG | BCMR | OER and or Failure of Selection | 2005-075
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